Introduction to Securities and Investment (CISI) Course
Corporate Finance, Banking and Auditing
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Introduction to Securities and Investment (CISI) Course
Course Overview:
The Introduction to Securities and Investment (CISI) course strikes a balance between theory and practice by equipping students with knowledge about the financial services sector emphasizing investment products and the legal framework within which the investment community operates.
The course aims to provide participants with a worldwide recognized certificate, high competence, and expertise concerning the principles of investment including but not limited to equities, fixed income assets, derivatives, investment funds, pensions, and life insurance.
It addresses such issues as elements of financial crime, insider trading, abuse of market, and business ethics which complete the course and make it an important prerequisite for persons intending to work in brokerage, investment advisory, asset management, and wealth management.
This certification program is a prerequisite for advancement in CISI higher level qualifications and levels. This course is also necessary for different positions such as broker’s representatives, compliance officer and financial analyst.
Course Objectives:
At the end of this Introduction to Securities and Investment (CISI) Course, learners will be able to do:
- Global recognition & High level of competence
- Specialization in the course, Full study resources & CISI participant's membership
Who Should Attend?
- Staff responsible for making investment decisions, including administration, finance and accounting, IT, customer service, sales and marketing, and HR and training
- New employees in brokerage, financial planning, investment advisory, wealth management, and asset management industry
- SCA-UAE licensing regime mandates this qualification for:
- Broker Representative – Compliance Officer
- Anti-Money Laundering Officer – Internal Controller
- Trading Manager – Operations Manager
- Risk Management Officer – Financial Analysts
- Investment Managers – Chief Investment Officers
- Promoters, CEOS, Directors, Branch Managers
Course Outlines:
- This qualification provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective.
- The award provides an overview of all areas of investment.
- This qualification details regulation focusing on financial crime, insider trading, and market abuse, and provides candidates with an understanding of ethical behavior and acting with integrity.
- It is the first step/foundation exam for higher-level CISI qualifications
- It is taken by many practitioners as it is the foundation exam for higher-level CISI qualifications.
- Taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
- The qualification covers key financial principles and products including assets and markets, equities, bonds, derivatives, investment funds, retirement planning, loans, mortgages, and life assurance.
- It explores the broader economic environment in which the financial services industry operates and looks at how economic activity is determined and managed in different economic and political systems.
see more: Investment Performance Analysis Course
