Introduction to Securities and Investment (CISI) Course
Corporate Finance, Banking and Auditing
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Introduction to Securities and Investment (CISI) Course
Introduction:
- This qualification provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective.
- The award provides an overview of all areas of investment.
- This qualification details regulation focusing on financial crime, insider trading, and market abuse, and provides candidates with an understanding of ethical behavior and acting with integrity.
- It is the first step/foundation exam for higher-level CISI qualifications
- It is taken by many practitioners as it is the foundation exam for higher-level CISI qualifications.
- Taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
- The qualification covers key financial principles and products including assets and markets, equities, bonds, derivatives, investment funds, retirement planning, loans, mortgages, and life assurance.
- It explores the broader economic environment in which the financial services industry operates and looks at how economic activity is determined and managed in different economic and political systems.
Course Objectives:
At the end of this Introduction to Securities and Investment (CISI) Course, learners will be able to do:
- Global recognition & High level of competence
- Specialization in the course, Full study resources & CISI participant's membership
Who Should Attend?
- Staff responsible for making investment decisions, including administration, finance and accounting, IT, customer service, sales and marketing, and HR and training
- New employees in brokerage, financial planning, investment advisory, wealth management, and asset management industry
- SCA-UAE licensing regime mandates this qualification for:
- Broker Representative – Compliance Officer
- Anti-Money Laundering Officer – Internal Controller
- Trading Manager – Operations Manager
- Risk Management Officer – Financial Analysts
- Investment Managers – Chief Investment Officers
- Promoters, CEOS, Directors, Branch Managers
Course Outlines:
- This qualification provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective.
- The award provides an overview of all areas of investment.
- This qualification details regulation focusing on financial crime, insider trading, and market abuse, and provides candidates with an understanding of ethical behavior and acting with integrity.
- It is the first step/foundation exam for higher-level CISI qualifications
- It is taken by many practitioners as it is the foundation exam for higher-level CISI qualifications.
- Taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
- The qualification covers key financial principles and products including assets and markets, equities, bonds, derivatives, investment funds, retirement planning, loans, mortgages, and life assurance.
- It explores the broader economic environment in which the financial services industry operates and looks at how economic activity is determined and managed in different economic and political systems.
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